Skip to content

Be Confident About Your Financial Future.

Schedule a Complimentary Consultation Today

  • About Us
    • Larry Maddox
    • Owen Murray
    • Colin Lee
    • Jackie Thomas
    • Cathy Haymes
  • Services
  • Perspectives
  • Contact
  • Form CRS
Menu
  • About Us
    • Larry Maddox
    • Owen Murray
    • Colin Lee
    • Jackie Thomas
    • Cathy Haymes
  • Services
  • Perspectives
  • Contact
  • Form CRS
Search
Close

SEC

New SEC Rule Requires Form CRS by June 30th

June 9, 2020June 9, 2020 by Larry Maddox, CFP®, CPA

Form CRS Describes “Best Interest” Despite being labelled the “Best Interests Rule”, the final SEC rule does little to reduce the confusion over whether or not your advisor is working in your best interests. In fact, it just further stirs up the already muddy waters. The term “Best Interests” is … Read more »

Categories Financial Planning Tags Form CRS, SEC

Fiduciary = Clients. First. Always.

July 24, 2019July 24, 2019 by Larry Maddox, CFP®, CPA

New SEC Best Interests Rule Is a Lower Standard There are a wide variety of people who serve investors by helping them with their investments.  There are large and small firms who either serve as a broker/dealer or as a registered investment advisor (“RIA”).  One of the major distinctions between … Read more »

Categories Financial Planning, News Tags fiduciary standard, SEC

Archives

We are a NAPFA Member Firm and are included in the registry for the Institute for Fiduciary Standards.

About Us
Services
Perspectives
Contact
Form CRS

2603 Augusta
Suite 1400
Houston, TX 77057
(713) 748-7000

Linkedin-in Twitter Facebook-f

Learn about our affiliated tax services firm Maddox, Thomson & Associates P.C.

© 2020. Horizon Wealth Advisors. All rights reserved.

Form ADV   |   Privacy Policy