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New SEC Best Interests Rule Is a Lower Standard There are a wide variety of people who serve investors by helping them with their investments. There are large and small firms who either serve as a broker/dealer or as a registered investment advisor (“RIA”). One of the major distinctions between … Read more »
As we’ve mentioned in a previous note, the Department of Labor (DOL) released new rules last year requiring all financial advisors to follow a “fiduciary standard” when offering investment advice related to retirement accounts. Investors continue to be confused about the responsibilities that their advisor may have while guiding them in their … Read more »
The big news out of Washington D.C. this week is that the Department of Labor (DOL) has released a new rule that will require all financial advisors to follow a fiduciary standard when offering investment advice to individual investors for their retirement accounts. This new rule is designed to provide … Read more »
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